UCC FORMS

Sweeping changes took effect on July 1, 2001 to Article 9 of the Uniform Commercial Code (Secured Transactions) in all but four states (AL, CT, FL, M). To assist you in this transition, we enclosed an information sheet highlighting how these historic statutory amendments will affect the way you and your clients effectuate and perfect secured transactions. As the information sheets reveals, revised Article 9 not only impacts secured transactions entered into after July 1, 2001; it also affects filing statements filed before that date.

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All of us at BlumbergExcelsior Corporate Services stand ready to assist you in meeting your new obligations under revised Article 9. We can help you:Draft and file all applicable UCC documents

Locate a corporation's state of formation Determine the exact registered name of a debtor
Search for all filed financing statements in the "correct: states under both former

If you draft your own Article 9 filing documents BlumbergExcelsior can provide you with UCC-1 and UCC-3 forms to use in conjunction with revised Article 9. And our Corporate Services division can make sure that your forms are filed expeditiously according to your instructions.

We hope you find the revised Article 9 information sheet helpful. Please feel free to call us at 212-431-5000 if you have any questions regarding any of our UCC services or products.

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